ERISA Fiduciary Responsibility & Liability

ERISA fiduciary responsibility is where liability can arise and leave your company unaware of the risk. Critical to every company is a well-managed fiduciary compliance program and approach to this important responsibility. 

  • Identification of Fiduciaries and Fiduciary Roles
  • Fiduciary Process, Compliance and Liability
  • Impact of Conflicts of Interest and Self Interested Transactions
  • 404(c) Self Directed Plans
  • Investment Policy Statements
  • Default Investments
  • Fiduciary Best Practices
  • Holding Company Stock
  • Claims and Appeals Procedures and Discretionary Authority
  • Indemnity and D&O Insurance
  • Third Party Service Provider Contracts
  • Investment Management Contracts
  • Plan Paid Fees and Expenses
  • U.S. Department of Labor Audits